As filed with the Securities and Exchange Commission on April 7, 2022
Registration No. 333-
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_____________________
FORM S‑8
REGISTRATION STATEMENT
Under
The Securities Act of 1933
_____________________
Artelo Biosciences, Inc. |
(Exact name of Registrant as specified in its charter) |
_____________________
Nevada |
| 33-1220924 |
(State or other jurisdiction of incorporation or organization) |
| (I.R.S. Employer Identification Number) |
505 Lomas Santa Fe, Suite 160
Solana Beach, CA 92075
(858) 925-7049
(Address, including zip code, and telephone number, including area code, of Registrant’s principal executive offices)
_____________________
Artelo Biosciences, Inc. 2018 Equity Incentive Plan |
(Full title of the plan) |
Gregory D. Gorgas
Chief Executive Officer and President
505 Lomas Santa Fe, Suite 160
Solana Beach, CA 92075
Telephone: (858) 925-7049
(Name, address, including zip code, and telephone number, including area code, of agent for service)
_____________________
Copies to:
Martin J. Waters
Wilson Sonsini Goodrich & Rosati, P.C.
12235 El Camino Real
San Diego, CA 92130
Telephone: (858) 350-2300
Facsimile: (858) 350-2399
Indicate by check mark whether the Registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer”, “accelerated filer”, “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer | ☐ | Accelerated filer | ☐ |
Non-accelerated filer | ☒ | Smaller reporting company | ☒ |
| Emerging growth company | ☐ |
If an emerging growth company, indicate by check mark if the Registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided to Section 7(a)(2)(B) of the Securities Act. ☐
PART I
INFORMATION REQUIRED IN THE PROSPECTUS
This Registration Statement on Form S-8 (the “Registration Statement”) registers 2,115,051 additional shares of the common stock of Artelo Biosciences, Inc. (the “Registrant”) that may be issued pursuant to the Registrant’s Amended and Restated 2018 Equity Incentive Plan, as amended and restated (the “2018 Plan”).
In accordance with General Instruction E to Form S-8, the contents of the previous Registration Statements on Form S-8 filed by the Registrant with the Securities and Exchange Commission (the “Commission”) on January 15, 2020 (File No. 333-235916), June 25, 2020 (File No. 333-239434), and December 16, 2020 (File No. 333-251387) (the “Previous Form S-8s”) are incorporated by reference into this Registration Statement.
PART II
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 3. Incorporation of Documents by Reference.
Artelo Biosciences, Inc. (the “Registrant” or “Artelo”) hereby incorporates by reference into this Registration Statement the following documents previously filed with the Securities and Exchange Commission (the “Commission”):
| · | Artelo’s Annual Report on Form 10-K for the fiscal year ended August 31, 2021 filed on November 29, 2021; |
| · | Artelo’s Annual Report on Form 10-KT for the transition period from September 1, 2021 to December 31, 2021 filed on March 21, 2022; |
| · | Artelo’s Current Reports on Form 8-K filed on March 10, 2022 and March 16, 2022; and |
| · | Artelo’s description of its common stock set forth in the registration statement on Form 8-A registering the common stock under Section 12 of the Exchange Act filed on June 21, 2019, including any amendments or reports filed for purposes of updating such description. |
All documents filed by the Registrant pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Exchange Act on or after the date of this Registration Statement and prior to the filing of a post-effective amendment to this Registration Statement that indicates that all securities offered have been sold or that deregisters all securities then remaining unsold shall be deemed to be incorporated by reference in this Registration Statement and to be part hereof from the date of filing of such documents; provided, however, that documents or information deemed to have been furnished and not filed in accordance with the rules of the Commission shall not be deemed incorporated by reference into this Registration Statement. Any statement contained in a document incorporated or deemed to be incorporated by reference herein shall be deemed to be modified or superseded for purposes of this Registration Statement to the extent that a statement contained herein or in any subsequently filed document which also is deemed to be incorporated by reference herein modifies or supersedes such statement. Any such statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this Registration Statement.
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Item 8. Exhibits.
Exhibit Number | Description | |
Consent of MaloneBailey, LLP, Independent Registered Public Accounting Firm. | ||
Consent of Fennemore Craig, P.C. (contained in Exhibit 5.1 hereto). | ||
| ||
|
+ | Indicates management contract or compensatory plan, contract or arrangement. |
* | Filed herewith |
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of San Diego, State of California, on April 7, 2022.
| ARTELO BIOSCIENCES, INC. | ||
| By: | /s/ Gregory D. Gorgas | |
| Name: | Gregory D. Gorgas | |
| Title: | President & Chief Executive Officer |
KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Gregory D. Gorgas, as his or her true and lawful attorney-in-fact and agent, with full power of substitution and re-substitution, for him or her and in his or her name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments), to this Registration Statement on Form S-8 with all exhibits thereto and all documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorney-in-fact and agent, full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully for all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent, or his substitutes, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated:
Name |
| Title |
| Date | ||
| ||||||
/s/ Gregory D. Gorgas |
| President, Chief Executive Officer and Director |
| April 7, 2022 | ||
Gregory D. Gorgas |
| (Principal Executive Officer, Principal Financial Officer and Principal Accounting Officer) | ||||
| ||||||
/s/ Connie Matsui |
| Director, Chair of the Board |
| April 7, 2022 | ||
Connie Matsui | ||||||
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/s/ Steven Kelly |
| Director |
| April 7, 2022 | ||
Steven Kelly | ||||||
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/s/ Douglas Blayney |
| Director |
| April 7, 2022 | ||
Douglas Blayney | ||||||
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/s/ R. Martin Emanuele |
| Director |
| April 7, 2022 | ||
R. Martin Emanuele | ||||||
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/s/ Tamara A. Seymour |
| Director |
| April 7, 2022 | ||
Tamara A. Seymour | ||||||
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/s/ Gregory R. Reyes |
| Director |
| April 7, 2022 | ||
Gregory R. Reyes |
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