EXHIBIT 107

 

Calculation of Filing Fee Tables

 

Form S-3

(Form Type)

 

Artelo Biosciences, Inc.

(Exact Name of Registrant as Specified in its Charter)

 

Table 1: Newly Registered Securities

 

Security

Type

Security

Class

Title

Notes

Fee

Calculation

Rule

Amount

Registered

Proposed Maximum Offering

Price Per

Unit

Maximum

Aggregate

Offering

Price

Fee

Rate

Amount of

Registration

Fee

Carry Forward Form Type

Carry Forward File Number

Carry Forward Initial Effective Date

Filing Fee Previously Paid in Connection with

Unsold Securities

to be

Carried Forward

Newly Registered Securities

 

Equity

Common stock, par value $0.001 per share

 

457(o)

 

 

 

 

 

 

 

 

 

 

Equity

Preferred stock, par value $0.001 per share

 

457(o)

 

 

 

 

 

 

 

 

 

 

Debt

Debt securities

 

457(o)

 

 

 

 

 

 

 

 

 

 

Other

Warrants

 

457(o)

 

 

 

 

 

 

 

 

 

 

Other

Units

 

457(o)

 

 

 

 

 

 

 

 

 

Fees to be Paid

Unallocated (Universal) Shelf

 

(1)

457(o)

 

 

$5,706,345.75

0.00013810

$788.05

 

 

 

 

Carry Forward Securities

 

Equity

Common stock, par value $0.001 per share

 

415(a)(6)

 

 

 

 

 

S-3

333-273153

July 14, 2023

 

 

Equity

Preferred stock, par value $0.001 per share

 

415(a)(6)

 

 

 

 

 

S-3

333-273153

July 14, 2023

 

 

Debt

Debt securities

 

415(a)(6)

 

 

 

 

 

S-3

333-273153

July 14, 2023

 

 

Other

Warrants

 

415(a)(6)

 

 

 

 

 

S-3

333-273153

July 14, 2023

 

 

Other

Units

 

415(a)(6)

 

 

 

 

 

S-3

333-273153

July 14, 2023

 

 

Unallocated (Universal) Shelf

 

(2)

415(a)(6)

 

 

$69,293,654.25

 

 

S-3

333-273153

July 14, 2023

$7,636.16

 

 

Total Offering Amounts

 

$75,000,000.00

 

$788.05

 

 

 

 

 

 

Total Fees Previously Paid

 

 

 

$0.00

 

 

 

 

 

 

Total Fee Offsets

 

 

 

$0.00

 

 

 

 

 

 

Net Fee Due

 

 

 

$788.05

 

 

 

 

 

(1)

There are being registered hereunder such indeterminate number of (a) shares of common stock, (b) shares of preferred stock, (c) debt securities, (d) warrants to purchase common stock or preferred stock, (e) purchase contracts, and (f) units consisting of some or all of these securities in any combination, to be sold by the registrant from time to time at unspecified prices which shall have an aggregate initial offering price not to exceed $75,000,000. There are also being registered hereunder an indeterminate number of shares of common stock and preferred stock as shall be issuable upon conversion, exchange or exercise of any securities that provide for such issuance. The proposed maximum per security and aggregate offering prices will be determined, from time to time, by the registrant in connection with the issuance by the registrant of the securities registered hereunder and is not specified as to each class of security pursuant to Instruction 2.A.iii.b. of Item 16(b) of Form S-3 under the Securities Act of 1933, as amended (the “Securities Act”).

 

Securities registered hereunder to be sold by the registrant may be sold either separately or as units comprised of more than one type of security registered hereunder. Pursuant to Rule 416 under the Securities Act, the securities being registered hereunder include such indeterminate number of shares of common stock as may be issuable with respect to the securities being registered hereunder as a result of stock splits, stock dividends or similar transactions.

 

(2)          

Pursuant to Rule 415(a)(6) under the Securities Act, the securities registered pursuant to this registration statement represent $69,293,654.25  of unsold securities (the “Unsold Securities”) previously registered pursuant to a registration statement on Form S-3 (File No. 333-273153), initially filed by the registrant with the Securities and Exchange Commission on July 6, 2023 and declared effective on July 14, 2023 (the “Prior Registration Statement”). The Prior Registration Statement registered securities for a maximum aggregate offering price of $75,000,000, and of that amount the registrant has previously sold securities for an aggregate offering price of $5,706,345.75. In connection with the filing of the Prior Registration Statement, the Registrant paid a filing fee of $7,636.16 related to the Unsold Securities (based on the filing fee rate in effect at the time of the filing of the Prior Registration Statement) that will be applied to the securities registered pursuant to this registration statement. In addition to the Unsold Securities being carried forward from the Prior Registration Statement, the registrant is also registering hereby the offer and sale of an additional $5,706,345.75 of new securities for which the registrant is paying a registration fee of $788.05. Pursuant to Rule 415(a)(5) under the Securities Act, the registrant may continue to offer and sell the Unsold Securities under the Prior Registration Statement until the earlier of (i) the date on which this registration statement is declared effective by the Securities and Exchange Commission, or (ii) January 10, 2027, which is 180 days after the third-year anniversary of the effective date of the Prior Registration Statement (each of which is referred to as the “Expiration Date”). To the extent that, prior to the Expiration Date, the registrant sells any Unsold Securities under the Prior Registration Statement, the registrant will identify in a pre-effective amendment to this registration statement the updated number of Unsold Securities from the Prior Registration Statement to be included in this registration statement pursuant to Rule 415(a)(6) and the updated amount of new securities to be registered on this registration statement. Pursuant to Rule 415(a)(6), the offering of securities registered under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this registration statement.